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Regulation & Compliance


FSA 

FSA Central Register Website
Public record of financial services entities which fall under its regulatory jurisdiction as defined in the Financial Services & Markets Act 2000 (FSMA)

The Compliance Exchange
Site for Compliance Officers, investment professionals and students

Compliance Online
Links to financial services compliance-related sites and daily news on compliance issues

The Pension Regulator
The regulatory body for work-based pension schemes which took over from OPRA in April 2005.

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